Compliance
Compliance is a set of initiatives aimed at preventing the company’s employees from violating the law, as well as introducing corporate business ethics. In various business segments, informal rewards, gifts and other ways to encourage management or other decision-makers that offer more favorable terms of cooperation with the Company’s customers are normal practice. However, such actions are a violation of the law and may result in the prosecution of management and further adverse consequences for the Company itself. In this regard, AMC “OTP Capital” has developed a number of measures aimed at maintaining the activities of employees within the legal field. It is in these circumstances that compliance proves to be the most effective strategy. It allows you to redistribute information flows and management templates so as to minimize the risks to the company caused by improper employee behavior. The purpose of compliance is strict adherence of the Company to the norms established by legislative and regulatory bodies.
Policy of prevention, detection and management of conflicts of interest in LLC AMC "OTP Capital"
As an ethical and law-abiding company, AMC OTP Capital and all its management complies with all legal requirements, including anti-corruption legislation, and adheres to the principle of zero tolerance for corruption and bribery, non-acceptance of all forms of corruption and providing full support in matters fight against corruption.
OTP Capital AMC LLC is prohibited from any actions in order to obtain an advantage without due right or to obtain an illegal advantage (financial or other benefits, such as gifts, any offer of discounts, entertainment, services, bonuses). benefits, job offers, tourist vouchers, etc.), in exchange for loyalty.
AMC OTP Capital LLC has developed the Anti-Corruption Program of AMC OTP Capital LLC to achieve the goals of combating corruption
The program is an internal regulatory document of AMC OTP Capital LLC, which defines the key principles and requirements aimed at preventing corruption and compliance with Ukrainian anti-corruption legislation, as well as norms and requirements of international anti-corruption legislation.
Anti-corruption program of AMC OTP Capital LLC
AMC OTP Capital LLC highly values its reputation as a reliable and transparent financial company and realizes that its clients and partners expect honest, fair and impartial performance of their functional duties by the Company’s officials. Clients’ trust is based on the confidence that all services are provided in accordance with the principles of professional ethics and are performed in accordance with the highest quality standards. To this end, AMC OTP Capital LLC has developed a Code of Ethics designed to establish high standards of conduct.
Code of Ethics
Перевод информационной наполняемости 3-го подраздела: Кодекс етики
If you know the facts of misconduct of our employees (violation of the Code of Ethics), which may harm the interests of AMC “OTP Capital” and its reputation, you can inform us by sending a notice. Each message will be checked. Please note that the possibility of anonymous notification is provided, however, if you leave your contact details, we will inform you of the results of the inspection. With your help, we will be able to improve the quality of services and create conditions under which certain interests of officials of AMC OTP Capital, their business and other relations will not be able to compromise the decision-making process and damage the reputation of AMC OTP Capital. » The message must be sent to the compliance department using the following form. Subject to the following recommendations, your message will definitely be considered.
1.In the message it is desirable to indicate the name of the structural unit of AMC “OTP Capital”, as well as full name. and the position of a person who, in your opinion, has committed an ethical misconduct and / or violated the current legislation of Ukraine.
2.The date of the incident must be indicated in the report on the violation (the date of the ethical misconduct and / or violation of the norms of the current legislation of Ukraine by the official of AMC OTP Capital). Please note that a report of a violation filed more than 6 months after the incident may not be considered. You will be notified of this decision if you leave contact information.
3.It is necessary to choose the subject of the report and justify what the violation is, as well as, if possible, provide evidence.
4.It is desirable to indicate whether you are an employee of AMC “OTP Capital” or related to other business relationships (customers, contractors, partners).
5.If you indicate your last name, first name, patronymic and contact details in the message, we will be sure to inform you of the results of the verification (the message can be anonymous and will also be considered).
6.Reports of violations written in order to resolve personal conflicts with officials of AMC OTP Capital will not be considered. Please note that such actions may harm another person, as well as infringing on the rights of another person.
